SFC Licences of LUI Ka Yan, Anna 雷嘉恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 05 April 2013 | 17 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 05 April 2013 | 17 December 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 March 2008 | 23 February 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 March 2008 | 23 February 2011 |