SFC Licences of SZE Lam Lam 施琳琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Global Asset Management (Hong Kong) Limited	RE	9	20 September 2023
HSBC Investment Funds (Hong Kong) Limited	RE	1	23 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	4	23 August 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	1	23 August 2023
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	4	14 September 2020	09 July 2023
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	1	14 September 2020	09 July 2023
Ninety One Hong Kong Limited 晉達資產管理香港有限公司	RE	9	16 March 2015	24 August 2020
Ninety One Hong Kong Limited 晉達資產管理香港有限公司	RE	4	16 March 2015	24 August 2020
Ninety One Hong Kong Limited 晉達資產管理香港有限公司	RE	1	16 March 2015	24 August 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	28 November 2012	01 January 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	11 April 2012	01 January 2013
Value Partners Hong Kong Limited 惠理基金管理香港有限公司	RE	9	20 September 2011	30 March 2012
Value Partners Hong Kong Limited 惠理基金管理香港有限公司	RE	4	20 September 2011	30 March 2012
Value Partners Hong Kong Limited 惠理基金管理香港有限公司	RE	1	20 September 2011	30 March 2012
Value Partners Limited 惠理基金管理公司	RE	9	20 September 2011	30 March 2012
Value Partners Limited 惠理基金管理公司	RE	4	20 September 2011	30 March 2012
Value Partners Limited 惠理基金管理公司	RE	1	20 September 2011	30 March 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	19 March 2008	29 July 2011