SFC Licences of CHOI Alan 蔡泓漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 04 March 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 March 2008 | 21 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 March 2008 | 21 April 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 March 2008 | 21 April 2011 |