SFC Licences of FANG Zhi 方志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RO 9 12 December 2018
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RO 4 09 October 2018
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 RO 1 09 October 2018
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 9 09 September 2016 10 July 2018
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 4 09 September 2016 10 July 2018
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 1 09 September 2016 10 July 2018
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 18 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 20 May 2010 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 20 May 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 20 May 2010 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 March 2008 18 August 2015