SFC Licences of WEI Zhen 魏震
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 August 2013 | 14 August 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 August 2013 | 14 August 2015 |
Merrill Lynch Far East Limited | RE | 2 | 15 November 2010 | 20 March 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 20 March 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 October 2009 | 20 March 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 27 October 2009 | 15 November 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 01 October 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 01 October 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 28 March 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 28 March 2008 | 29 September 2008 |