SFC Licences of WONG Sze Man 黃詩敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 06 October 2021
CLSA Limited 中信里昂證券有限公司
RE 1 17 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 17 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 23 June 2021 06 October 2021
Guotai Junan Capital Limited 國泰君安融資有限公司
RO 6 08 July 2016 04 June 2021
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 30 April 2013 08 July 2016
South West Capital Limited 西南融資有限公司
RO 1, 6 20 April 2012 12 December 2012
Octal Capital Limited 八方金融有限公司
RO 1 11 January 2012 16 April 2012
Octal Capital Limited 八方金融有限公司
RO 6 01 December 2011 16 April 2012
Octal Capital Limited 八方金融有限公司
RE 6 31 August 2011 01 December 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 09 June 2010 08 August 2011
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 09 June 2010 08 August 2011
Joy Silver Limited 喜銀有限公司
RE 1, 6 02 April 2008 12 March 2010