SFC Licences of WONG Sze Man 黃詩敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	06 October 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	17 September 2021
CLSA Limited 中信里昂證券有限公司	RE	1	17 September 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	23 June 2021	06 October 2021
Guotai Junan Capital Limited 國泰君安融資有限公司	RO	6	08 July 2016	04 June 2021
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	30 April 2013	08 July 2016
South West Capital Limited 西南融資有限公司	RO	6	20 April 2012	12 December 2012
South West Capital Limited 西南融資有限公司	RO	1	20 April 2012	12 December 2012
Octal Capital Limited 八方金融有限公司	RO	1	11 January 2012	16 April 2012
Octal Capital Limited 八方金融有限公司	RO	6	01 December 2011	16 April 2012
Octal Capital Limited 八方金融有限公司	RE	6	31 August 2011	01 December 2011
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	09 June 2010	08 August 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	09 June 2010	08 August 2011
Joy Silver Limited 喜銀有限公司	RE	6	02 April 2008	12 March 2010
Joy Silver Limited 喜銀有限公司	RE	1	02 April 2008	12 March 2010