SFC Licences of YAU On Na 丘安娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 14 January 2020
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 14 January 2020
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 RE 4 01 August 2017 08 October 2019
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 RE 1 01 August 2017 08 October 2019
Allianz Global Investors Asia Pacific Limited RE 9 02 September 2015 26 July 2017
Allianz Global Investors Asia Pacific Limited RE 4 01 June 2015 26 July 2017
Allianz Global Investors Asia Pacific Limited RE 1 01 June 2015 26 July 2017
RCM Asia Pacific Limited RE 4 06 January 2012 31 May 2015
RCM Asia Pacific Limited RE 1 06 January 2012 31 May 2015
Allianz Global Investors Hong Kong Limited RE 4 21 April 2008 10 February 2012
Allianz Global Investors Hong Kong Limited RE 1 21 April 2008 10 February 2012