SFC Licences of PANG Ching Man 彭政文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 9 12 October 2021 11 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 4 12 October 2021 11 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 1 12 October 2021 11 March 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 15 September 2021 12 October 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 15 September 2021 12 October 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 15 September 2021 12 October 2021
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 9 18 January 2021 26 July 2021
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 4 18 January 2021 26 July 2021
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 1 18 January 2021 26 July 2021
Gransing Securities Co., Limited 國投證券有限公司 RE 9 23 October 2019 03 June 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 4 23 October 2019 03 June 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 1 23 October 2019 03 June 2020
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 9 29 May 2018 05 July 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 4 29 May 2018 05 July 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 1 29 May 2018 05 July 2019
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 18 April 2018 29 May 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 18 April 2018 29 May 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 18 April 2018 29 May 2018
Target Capital Management Limited 泰達資產管理有限公司 RE 9 09 August 2013 20 December 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 4 09 August 2013 20 December 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 1 09 August 2013 20 December 2017
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 19 March 2008 24 June 2008
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 19 March 2008 24 June 2008