SFC Licences of TAM Wan Rou, Denise 譚菀柔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 22 July 2020 | 03 August 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 22 July 2020 | 03 August 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 22 July 2020 | 03 August 2023 |
| UBS Securities Asia Limited | RE | 2 | 22 July 2020 | 03 August 2023 |
| UBS Securities Asia Limited | RE | 1 | 22 July 2020 | 03 August 2023 |
| Rothschild & Co Wealth Management Hong Kong Limited | RE | 4 | 08 February 2012 | 08 August 2017 |
| Rothschild & Co Wealth Management Hong Kong Limited | RE | 1 | 08 February 2012 | 08 August 2017 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 4 | 26 March 2008 | 14 October 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 1 | 26 March 2008 | 14 October 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 9 | 26 March 2008 | 20 November 2008 |