SFC Licences of CHEN Yu 陳裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司	RO	1	18 June 2019
Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司	RO	9	20 December 2018
Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司	RO	4	20 December 2018
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	5	21 March 2017	19 November 2017
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	4	21 March 2017	19 November 2017
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	9	02 November 2016	19 November 2017
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RE	4	03 October 2016	21 March 2017
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RE	9	03 October 2016	02 November 2016
Fosun International Securities Limited 復星國際證券有限公司	RO	9	14 July 2015	15 August 2016
Fosun International Securities Limited 復星國際證券有限公司	RO	1	14 July 2015	15 August 2016
Fosun International Securities Limited 復星國際證券有限公司	RE	4	04 May 2015	15 August 2016
Fosun International Securities Limited 復星國際證券有限公司	RE	9	04 May 2015	14 July 2015
Fosun International Securities Limited 復星國際證券有限公司	RE	1	04 May 2015	14 July 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	09 June 2014	31 March 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	20 March 2013	31 March 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	05 May 2011	31 March 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	27 August 2010	31 March 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	30 May 2008	20 March 2013