SFC Licences of SUDHARSAN Srinivasan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 23 September 2013 | 08 February 2014 |
Merrill Lynch Far East Limited | RE | 1 | 23 September 2013 | 08 February 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2013 | 08 February 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 02 September 2009 | 14 January 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 02 September 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 31 August 2009 | 14 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 August 2009 | 14 January 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 31 August 2009 | 06 December 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2008 | 01 June 2009 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2008 | 01 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2008 | 01 June 2009 |