SFC Licences of CHAN Tsang Tao, Oswald 陳錚濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gennex Capital Advisers Limited 睿盛資本顧問有限公司 RO 9 05 November 2020
Gennex Capital Advisers Limited 睿盛資本顧問有限公司 RE 9 23 May 2019 05 November 2020
E-Belt Capital Limited 一帶資本有限公司 RE 9 04 September 2018 01 February 2019
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 02 March 2018 31 August 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 23 December 2013 31 January 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 01 April 2011 03 December 2013
CMB International Capital Limited 招銀國際融資有限公司 RE 6 01 April 2011 03 December 2013
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 6 01 April 2008 11 March 2011