SFC Licences of PAI Kuang-hui 白光暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 23 May 2016 | 28 May 2016 |
UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 26 September 2015 |
UBS Securities Asia Limited | RE | 1 | 26 July 2010 | 20 November 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 March 2009 | 20 March 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 March 2008 | 24 October 2008 |