SFC Licences of ZHANG Yu 張煜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunrui Asset Management Limited 雲瑞資產管理有限公司 RO 9 09 February 2022
Yunrui Asset Management Limited 雲瑞資產管理有限公司 RO 4 09 February 2022
Yunrui Securities Limited 雲瑞證券有限公司 RO 1 09 February 2022
South China Futures Investment Limited 南華期貨投資有限公司 RO 2 28 July 2020 17 September 2020
Excellent Tide Securities Limited 佳湧證券有限公司 RO 1 28 July 2020 17 September 2020
RO 9 28 July 2020 17 September 2020
RO 4 28 July 2020 17 September 2020
Tongfang Securities Limited 同方證券有限公司 RO 4 01 April 2019 04 May 2020
Tongfang Securities Limited 同方證券有限公司 RO 1 01 April 2019 04 May 2020
Tongfang Securities Limited 同方證券有限公司 RE 9 29 January 2019 04 May 2020
Tongfang Securities Limited 同方證券有限公司 RE 4 23 November 2018 01 April 2019
Tongfang Securities Limited 同方證券有限公司 RE 1 23 November 2018 01 April 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 17 October 2016 17 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 17 October 2016 17 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 17 October 2016 17 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 21 April 2016 17 October 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 21 April 2016 17 October 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 21 April 2016 17 October 2016
T G Securities Limited 滙澤證券有限公司 RO 2 19 August 2015 09 April 2016
T G Securities Limited 滙澤證券有限公司 RO 1 19 August 2015 09 April 2016
Quantsmile (HK) Limited 量盈(香港)有限公司 RE 9 19 August 2015 09 April 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 5 26 April 2011 11 October 2013
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 26 April 2011 11 October 2013
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 06 August 2010 16 October 2010
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 31 May 2010 16 October 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 31 May 2010 16 October 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 07 April 2008 31 May 2010
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 07 April 2008 31 May 2010