SFC Licences of YEUNG Ying Wai 楊盈慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 15 November 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 15 November 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 11 October 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 October 2018 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 07 September 2016 | 28 September 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 September 2016 | 28 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 08 June 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 18 August 2009 | 24 August 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 August 2009 | 24 August 2016 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 05 June 2008 | 21 July 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 27 March 2008 | 20 June 2008 |