SFC Licences of YEUNG Ying Wai 楊盈慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 15 November 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 15 November 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 11 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 11 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 September 2016 28 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 September 2016 28 September 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 3 08 June 2011 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 18 August 2009 24 August 2016
BOCI Research Limited 中銀國際研究有限公司
RE 4 05 June 2008 21 July 2009
BOCI Securities Limited 中銀國際證券有限公司
RE 4 27 March 2008 20 June 2008