SFC Licences of LUO Xuan 羅烜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RO	2	06 July 2020	04 June 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RO	1	06 July 2020	04 June 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	17 October 2017	06 July 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	17 October 2017	06 July 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	05 September 2012	13 April 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	06 November 2008	13 April 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	06 November 2008	01 November 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 April 2008	13 April 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	01 April 2008	13 April 2016
Credit Suisse Futures (Hong Kong) Limited	RE	7	01 April 2008	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	01 April 2008	24 November 2008