SFC Licences of JOHRI Siddharth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited | RE | 9 | 08 October 2015 | 03 September 2021 |
| Allianz Global Investors Asia Pacific Limited | RE | 4 | 08 October 2015 | 03 September 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 June 2010 | 10 May 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 June 2010 | 10 May 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 June 2010 | 10 May 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 June 2010 | 10 May 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 April 2008 | 05 May 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 April 2008 | 05 May 2010 |