SFC Licences of MIKAMI Jiro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 August 2015 | 07 August 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 28 August 2013 | 09 October 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 August 2013 | 09 October 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 July 2012 | 14 July 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 April 2012 | 14 April 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 31 October 2011 | 07 November 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 January 2011 | 22 January 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 March 2010 | 29 March 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 November 2009 | 07 November 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 15 June 2009 | 19 June 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2008 | 09 April 2008 |