SFC Licences of TAM Kit Ling 譚潔凌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 24 March 2020
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 02 December 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 3 06 September 2012 24 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 01 September 2011 15 October 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 September 2011 15 October 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 08 February 2011 16 June 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 08 February 2011 16 June 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 08 February 2011 16 June 2011
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 May 2009 29 November 2010
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 May 2009 29 November 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 July 2008 01 November 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 May 2008 01 November 2008