SFC Licences of CHAN Caroline Wing Han 陳咏嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 2 | 01 September 2015 | 15 December 2017 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 01 September 2015 | 15 December 2017 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2008 | 21 October 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2008 | 21 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2008 | 21 October 2008 |