SFC Licences of LEE Lip Jin 李立仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 September 2013 | 29 January 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 September 2013 | 29 January 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 27 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2008 | 27 July 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 April 2008 | 20 August 2010 |