SFC Licences of YEUNG Ka Lai 楊嘉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 10 November 2014 | 31 December 2015 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 10 November 2014 | 31 December 2015 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 10 November 2014 | 31 December 2015 |
| Fulbright Capital Limited 富昌融資有限公司 | RE | 6 | 22 July 2011 | 08 November 2014 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 31 March 2008 | 06 February 2009 |