SFC Licences of KOH Dae Suk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 December 2009 16 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 16 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 16 March 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 07 April 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 07 April 2008 29 September 2008