SFC Licences of TSE Wai Luen, William 謝偉麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 07 April 2008 10 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 07 April 2008 10 January 2009