SFC Licences of CHAN Sin Hang 陳善行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 16 October 2014
Morgan Stanley Hong Kong Securities Limited
RE 1, 2, 7 16 October 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 03 June 2013 11 October 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 July 2010 11 October 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 23 July 2010 11 October 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 07 April 2008 03 July 2010
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 07 April 2008 03 July 2010