SFC Licences of CHAN Sin Hang 陳善行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 16 October 2014 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 October 2014 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 16 October 2014 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 October 2014 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 03 June 2013 | 11 October 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 23 July 2010 | 11 October 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 23 July 2010 | 11 October 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 April 2008 | 03 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 April 2008 | 03 July 2010 |