SFC Licences of STEAD David Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 03 November 2017 | 13 November 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 03 November 2017 | 13 November 2017 |
UBS Securities Asia Limited | RE | 2 | 03 November 2017 | 13 November 2017 |
UBS Securities Asia Limited | RE | 1 | 03 November 2017 | 13 November 2017 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 01 March 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 March 2017 |
UBS Securities Asia Limited | RE | 2 | 22 September 2014 | 01 March 2017 |
UBS Securities Asia Limited | RE | 1 | 22 September 2014 | 01 March 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 22 September 2014 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 22 September 2014 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 28 July 2010 | 29 June 2013 |
UBS Derivatives Hong Kong Limited | RE | 2 | 07 April 2008 | 29 June 2013 |
UBS Securities Asia Limited | RE | 1 | 07 April 2008 | 29 June 2013 |
UBS Securities Asia Limited | RE | 2 | 07 April 2008 | 29 June 2013 |