SFC Licences of CHOW King Man 周敬民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 29 November 2011 | 10 July 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 29 November 2011 | 10 July 2012 |
| Wells Fargo Securities Asia Limited | RE | 4 | 05 May 2008 | 13 March 2009 |
| Wells Fargo Securities Asia Limited | RE | 1 | 05 May 2008 | 13 March 2009 |