SFC Licences of LEE Chun Yin, Benedict 李俊賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 20 April 2023 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RO | 2 | 15 October 2019 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 28 March 2011 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 November 2009 | 15 October 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2009 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2008 | 01 November 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2008 | 01 November 2009 |