SFC Licences of TAI Wai Lam 戴慧琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 29 November 2012 | 26 June 2015 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 29 November 2012 | 26 June 2015 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 24 June 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 02 June 2009 | 13 June 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 April 2008 | 27 May 2009 |