SFC Licences of TAFARO Brian Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tora Trading Services Limited | RE | 7 | 04 August 2014 | 01 February 2016 |
Tora Trading Services Limited | RE | 2 | 04 August 2014 | 01 February 2016 |
Tora Trading Services Limited | RE | 1 | 04 August 2014 | 01 February 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2011 | 19 October 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 19 July 2011 | 19 October 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 April 2008 | 10 July 2008 |