SFC Licences of TAFARO Brian Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tora Trading Services Limited RE 7 04 August 2014 01 February 2016
Tora Trading Services Limited RE 2 04 August 2014 01 February 2016
Tora Trading Services Limited RE 1 04 August 2014 01 February 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 July 2011 19 October 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 19 July 2011 19 October 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 April 2008 10 July 2008