SFC Licences of CHAN Sin Hang 陳倩姮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 4, 5 09 December 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 2 21 May 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RO 9 21 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 22 March 2019 21 May 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 9 22 March 2019 21 May 2019
AMTD Wealth Management Solutions Group Limited
Asia Alternative Asset Partners Limited
RO 1, 9 12 July 2018 04 March 2019
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 9 12 July 2018 04 March 2019
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 2 24 March 2016 04 March 2019
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 1 21 September 2015 04 March 2019
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 9 19 August 2015 12 July 2018
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 1 19 August 2015 21 September 2015
Upbest Investment Company Limited 美建投資有限公司
RO 8 11 September 2014 31 July 2015
Upbest Commodities Company Limited 美建期貨有限公司
RO 2, 5 28 May 2013 31 July 2015
Upbest Securities Company Limited 美建證券有限公司
RO 1 28 May 2013 31 July 2015
Upbest Securities Company Limited 美建證券有限公司
RE 1 22 April 2013 28 May 2013
Upbest Commodities Company Limited 美建期貨有限公司
RE 2, 5 22 April 2013 28 May 2013
Future Growth Financial Services Limited 聚合金融服務有限公司
RO 1, 2 19 June 2012 16 January 2013
Future Growth Financial Services Limited 聚合金融服務有限公司
RE 1, 2 28 September 2011 19 June 2012
China Tonghai Securities Limited 中國通海證券有限公司
RE 2 20 June 2008 09 July 2011
China Tonghai Securities Limited 中國通海證券有限公司
RE 1 01 April 2008 09 July 2011