SFC Licences of CHAN Sin Hang 陳倩姮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 5 09 December 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 09 December 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 2 21 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 21 May 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 21 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 22 March 2019 21 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 22 March 2019 21 May 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 22 March 2019 21 May 2019
AMTD Wealth Management Solutions Group Limited RO 9 12 July 2018 04 March 2019
AMTD Wealth Management Solutions Group Limited RO 1 12 July 2018 04 March 2019
orientiert International Markets Limited RO 9 12 July 2018 04 March 2019
orientiert International Markets Limited RO 1 12 July 2018 04 March 2019
orientiert XYZ Securities Limited RO 9 12 July 2018 04 March 2019
orientiert XYZ Securities Limited RO 2 24 March 2016 04 March 2019
orientiert XYZ Securities Limited RO 1 21 September 2015 04 March 2019
orientiert XYZ Securities Limited RE 9 19 August 2015 12 July 2018
orientiert XYZ Securities Limited RE 1 19 August 2015 21 September 2015
Upbest Investment Company Limited 美建投資有限公司 RO 8 11 September 2014 31 July 2015
Upbest Commodities Company Limited 美建期貨有限公司 RO 5 28 May 2013 31 July 2015
Upbest Commodities Company Limited 美建期貨有限公司 RO 2 28 May 2013 31 July 2015
Upbest Securities Company Limited 美建證券有限公司 RO 1 28 May 2013 31 July 2015
Upbest Commodities Company Limited 美建期貨有限公司 RE 5 22 April 2013 28 May 2013
Upbest Commodities Company Limited 美建期貨有限公司 RE 2 22 April 2013 28 May 2013
Upbest Securities Company Limited 美建證券有限公司 RE 1 22 April 2013 28 May 2013
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 19 June 2012 16 January 2013
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 1 19 June 2012 16 January 2013
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 28 September 2011 19 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 28 September 2011 19 June 2012
Quam Securities Limited 華富建業證券有限公司 RE 2 20 June 2008 09 July 2011
Quam Securities Limited 華富建業證券有限公司 RE 1 01 April 2008 09 July 2011