SFC Licences of WOO Wai Man, Wyman Karen 胡慧雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 28 July 2020 | 11 June 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 24 December 2010 | 22 October 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 22 October 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 April 2008 | 22 October 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 April 2008 | 06 December 2010 |