SFC Licences of IP Wing Lam 葉詠霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司
RO 1 23 September 2021 13 April 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司
RE 1 11 December 2019 23 September 2021
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司
RE 6 23 August 2019 06 April 2022
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司
RE 1 23 August 2019 27 March 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 23 June 2014 31 January 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 06 September 2013 31 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 06 September 2013 31 January 2019
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 27 October 2011 15 August 2013
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 04 April 2011 15 August 2013
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1, 6 16 July 2010 24 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 03 April 2008 05 July 2010