SFC Licences of TAI Ka Yan 戴家欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RO | 9 | 30 November 2018 | |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RO | 4 | 30 November 2018 | |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RE | 9 | 13 October 2017 | 30 November 2018 |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RE | 4 | 13 October 2017 | 30 November 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 20 May 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 April 2008 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 April 2008 | 06 December 2010 |