SFC Licences of CAO Rui 曹睿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 07 May 2012 03 May 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 09 June 2011 03 May 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 April 2008 03 May 2013