SFC Licences of YIU Wing Shan 姚穎珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 4 | 14 April 2016 | 13 July 2017 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 1 | 27 January 2016 | 13 July 2017 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 25 November 2013 | 14 April 2016 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 25 November 2013 | 27 January 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 11 June 2012 | 25 October 2013 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 27 January 2012 | 25 October 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 January 2009 | 25 October 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 April 2008 | 12 January 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 April 2008 | 12 January 2009 |