SFC Licences of WONG Barbara 黃曼君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 6 | 15 December 2020 | 08 January 2021 |
| Wells Fargo Securities Asia Limited | RE | 4 | 15 December 2020 | 08 January 2021 |
| Wells Fargo Securities Asia Limited | RE | 1 | 15 December 2020 | 08 January 2021 |
| Wells Fargo Securities Asia Limited | RO | 6 | 20 July 2015 | 15 December 2020 |
| Wells Fargo Securities Asia Limited | RO | 4 | 20 July 2015 | 15 December 2020 |
| Wells Fargo Securities Asia Limited | RO | 1 | 20 July 2015 | 15 December 2020 |
| Wells Fargo Securities Asia Limited | RE | 6 | 09 December 2014 | 20 July 2015 |
| Wells Fargo Securities Asia Limited | RE | 4 | 09 December 2014 | 20 July 2015 |
| Wells Fargo Securities Asia Limited | RE | 1 | 09 December 2014 | 20 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 17 July 2014 | 14 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 17 July 2014 | 14 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 09 November 2010 | 17 July 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 November 2010 | 17 July 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 April 2008 | 01 September 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 April 2008 | 01 September 2010 |