SFC Licences of LAU Lai Ling 劉麗玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2010 | 30 September 2013 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 04 August 2008 | 16 November 2010 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 03 May 2008 | 01 August 2008 |