SFC Licences of ANG Xiao Yun 洪曉雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Securities (Far East) Limited	RO	6	23 December 2020
J.P. Morgan Securities (Far East) Limited	RO	4	23 December 2020
J.P. Morgan Securities (Far East) Limited	RO	1	23 December 2020
J.P. Morgan Securities (Far East) Limited	RE	6	01 June 2020	23 December 2020
J.P. Morgan Securities (Far East) Limited	RE	4	01 June 2020	23 December 2020
J.P. Morgan Securities (Far East) Limited	RE	1	01 June 2020	23 December 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	29 October 2015	26 February 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	29 October 2015	26 February 2020
J.P. Morgan Securities (Far East) Limited	RE	6	13 January 2012	25 August 2015
J.P. Morgan Securities (Far East) Limited	RE	4	13 January 2012	25 August 2015
J.P. Morgan Securities (Far East) Limited	RE	1	13 January 2012	25 August 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	14 April 2008	05 July 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	14 April 2008	05 July 2011