SFC Licences of CHU Shun Hin 朱信軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 17 December 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 June 2016 | 17 December 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 June 2016 | 02 October 2017 |
Avia Asset Management Limited 輝亞資產管理有限公司 | RE | 9 | 28 December 2015 | 20 June 2016 |
Avia Asset Management Limited 輝亞資產管理有限公司 | RE | 4 | 28 December 2015 | 20 June 2016 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 July 2008 | 06 December 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 June 2008 | 06 December 2015 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 07 April 2008 | 20 June 2008 |