SFC Licences of WONG Sze Ip 王思燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cornerstone Securities Limited 基石證券有限公司 RO 4 11 November 2022
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RO 9 02 August 2018
Cornerstone Securities Limited 基石證券有限公司 RE 4 24 July 2018 11 November 2022
Cornerstone Securities Limited 基石證券有限公司 RO 1 07 September 2017
Cornerstone Securities Limited 基石證券有限公司 RE 1 07 July 2017 07 September 2017
Huarong International Securities Limited 華融國際證券有限公司 RO 1 05 September 2014 30 April 2017
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 23 April 2013 30 April 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 02 March 2010 30 April 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 1 02 March 2010 05 September 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 08 June 2009 18 February 2010
Celestial Securities Limited 時富證券有限公司 RE 1 12 February 2009 18 February 2010
Celestial Securities Limited 時富證券有限公司 RE 1 08 April 2008 20 December 2008