SFC Licences of WONG Sze Ip 王思燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cornerstone Securities Limited 基石證券有限公司 | RO | 4 | 11 November 2022 | |
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 | RO | 9 | 02 August 2018 | |
Cornerstone Securities Limited 基石證券有限公司 | RE | 4 | 24 July 2018 | 11 November 2022 |
Cornerstone Securities Limited 基石證券有限公司 | RO | 1 | 07 September 2017 | |
Cornerstone Securities Limited 基石證券有限公司 | RE | 1 | 07 July 2017 | 07 September 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 05 September 2014 | 30 April 2017 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 23 April 2013 | 30 April 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 02 March 2010 | 30 April 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 02 March 2010 | 05 September 2014 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 08 June 2009 | 18 February 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 February 2009 | 18 February 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 April 2008 | 20 December 2008 |