SFC Licences of LI Muzhi 李牧之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luven Capital Management Limited 路問資本管理有限公司 | RO | 9 | 20 December 2023 | |
| Arete Research Asia Limited | RO | 4 | 12 June 2017 | 03 March 2018 |
| Arete Research Asia Limited | RE | 4 | 14 May 2014 | 12 June 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 03 July 2012 | 28 March 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 June 2010 | 01 February 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 08 April 2008 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 April 2008 | 13 February 2009 |