SFC Licences of YANG Shuo 楊碩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	6	08 November 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	6	03 October 2023	08 November 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	03 October 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	03 October 2023
Merrill Lynch (Asia Pacific) Limited	RO	6	28 April 2022	02 March 2023
Merrill Lynch Far East Limited	RE	4	30 September 2021	02 March 2023
Merrill Lynch Far East Limited	RE	1	30 September 2021	02 March 2023
Merrill Lynch (Asia Pacific) Limited	RE	4	30 September 2021	02 March 2023
Merrill Lynch (Asia Pacific) Limited	RE	1	30 September 2021	02 March 2023
Merrill Lynch Far East Limited	RE	6	25 August 2021	02 March 2023
Merrill Lynch (Asia Pacific) Limited	RE	6	25 August 2021	28 April 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	07 June 2016	09 July 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	10 April 2008	26 February 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	10 April 2008	26 February 2016