SFC Licences of SEE Wee Phing, Eric 施威斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 1 | 23 December 2021 | 07 May 2023 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 24 June 2021 | 23 December 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 June 2019 | 21 May 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 June 2011 | 11 August 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 March 2010 | 11 August 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 April 2008 | 20 November 2008 |