SFC Licences of SEE Wee Phing, Eric 施威斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RO 1 23 December 2021 07 May 2023
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 24 June 2021 23 December 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 June 2019 21 May 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 08 June 2011 11 August 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 09 March 2010 11 August 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 April 2008 20 November 2008