SFC Licences of MORIWAKI Takashi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 20 February 2014 | 14 January 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 January 2009 | 24 January 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 April 2008 | 17 April 2008 |