SFC Licences of KIM Hyung Joon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Y-Intercept (Hong Kong) Limited | RO | 9 | 14 December 2018 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 09 November 2016 | 01 August 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 August 2009 | 01 August 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 August 2009 | 01 August 2017 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 04 August 2009 | 28 October 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 04 August 2009 | 01 November 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 12 September 2008 | 08 July 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 12 September 2008 | 08 July 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 30 July 2008 | 08 July 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 14 April 2008 | 30 June 2008 |