SFC Licences of LO Yun-Hsi 羅云希

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 14 January 2019 15 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 22 June 2012 06 December 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 June 2012 06 December 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 10 January 2012 06 December 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 09 December 2011 06 December 2014
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 25 June 2010 14 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 14 May 2008 14 June 2010