SFC Licences of LO Yun-Hsi 羅云希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 14 January 2019 | 15 February 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 June 2012 | 06 December 2014 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 June 2012 | 06 December 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 10 January 2012 | 06 December 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 09 December 2011 | 06 December 2014 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 25 June 2010 | 14 June 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 14 May 2008 | 14 June 2010 |