SFC Licences of NG Pak Hei 伍栢烯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 September 2009 | 16 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 September 2009 | 16 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 31 August 2009 | 16 July 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 10 April 2008 | 01 April 2009 |