SFC Licences of LEUNG Pui Ying, Annis 梁珮瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 21 September 2015 | 09 October 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 September 2015 | 09 October 2019 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 21 November 2014 | 28 July 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 21 November 2014 | 28 July 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 21 November 2014 | 28 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 03 September 2009 | 08 August 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 September 2009 | 08 August 2014 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 April 2008 | 10 August 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 April 2008 | 10 August 2009 |