SFC Licences of LI Hai 李海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 10 October 2013 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 05 September 2013 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 February 2013 | 12 August 2013 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 11 September 2009 | 17 December 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 10 April 2008 | 25 May 2008 |